John Wiley & Sons Securities Industry Essentials Exam 2023-2024 For Dummies with Online Practice Cover Knock out the SIE on your first try Securities Industry Essentials Exam 2023-2024 For Dummies is th.. Product #: 978-1-119-88685-3 Regular price: $26.07 $26.07 Auf Lager

Securities Industry Essentials Exam 2023-2024 For Dummies with Online Practice

Rice, Steven M.


3. Auflage September 2022
384 Seiten, Softcover
Wiley & Sons Ltd

ISBN: 978-1-119-88685-3
John Wiley & Sons

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Knock out the SIE on your first try

Securities Industry Essentials Exam 2023-2024 For Dummies is this year's definitive study guide for prospective securities industry professionals--that means you! FINRA administers this notoriously difficult exam as a prerequisite to the Series 7 and other series level exams, so you'll need to know your stuff in order to get where you're going. Securities professionals are in high demand, and this study guide can help you become one of them. You'll have access to two complete practice tests, plus two more online!

With this trusted Dummies guide, you have everything you need to get a high score on the SIE. Hundreds of practice questions help you internalize the must-know info, and we explain the content in a way you can easily grasp. You'll go into your securities exam feeling, well, secure!
* Review all the content tested on the Security Industry Professionals exam
* Get prepared with two in-book practice tests and two more online tests
* Launch your dream career in the growing field of securities, commodities, and financial services
* Take an in-depth look at how the SIE exam is structured and how you can improve your score

Let employers see how well you know your stuff--this friendly study guide is your ticket to passing the SIE.

Introduction 1

Part 1: Getting Started with the SIE Exam 5

Chapter 1: Introducing the SIE (Securities Industry Essentials) Exam 7

Chapter 2: Preparing for the SIE Exam 19

Chapter 3: Examining and Mastering Question Types 31

Chapter 4: Surviving Test Day 41

Part 2: Mastering Basic Security Investments 47

Chapter 5: Securities Underwriting: The Process and the Team Players 49

Chapter 6: Equity Securities: Corporate Ownership 63

Chapter 7: Debt Securities: Corporate and U.S Government Loans 81

Chapter 8: Municipal Bonds: Local Government Securities 99

Part 3: Delving Deeper: Security Investments with a Twist 121

Chapter 9: Delivering Diversification with Packaged Securities 123

Chapter 10: Working with Direct Participation Programs and REITs 143

Chapter 11: Options: Understanding the Basics of Puts and Calls 155

Part 4: Playing Nicely: Serving Your Customers and Following the Rules 179

Chapter 12: Customer Accounts: Doing the Right Thing 181

Chapter 13: Securities Analysis: Doing a Little Market Research 197

Chapter 14: Securities Markets: Taking Orders and Executing Trades 217

Chapter 15: Making Sure the IRS Gets Its Share 231

Chapter 16: Rules and Regulations: No Fooling Around 243

Part 5: Putting Your Knowledge to Good Use: Practice Exams 279

Chapter 17: Bring It On: Practice Exam 1 281

Chapter 18: Answers and Explanations to Practice Exam 1 295

Chapter 19: Nothing But Net: Practice Exam 2 305

Chapter 20: Answers and Explanations to Practice Exam 2 321

Part 6: The Part of Tens 333

Chapter 21: Ten SIE Exam Traps to Avoid 335

Chapter 22: Ten Ways to Start Your Career Off Right 339

Index 343
Steven M. Rice is a partner in Empire Stockbroker Training Institute, one of the country's leading schools for securities industry training. He is also an instructor at Empire, and his upbeat training style, entertaining sense of humor, and extensive knowledge are highly regarded by his students. Rice also is the author of Series 7 For Dummies.